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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Wollam is a financial advisor with Morgan Stanley in Chicago, IL. Kristin has been in the financial services industry since April 2019 and is registered in 40 states. She holds Series 63, Series 65, Series 7TO, and SIE licenses. Prior to joining Morgan Stanley, Kristin worked at Ameriprise Financial Services, LLC. She provides a variety of financial services, including financial planning, asset allocation advice, portfolio management, and pension consulting. Kristin also works as a financial mentor and is a board member for the Women of Strategic Introductions League.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/15/2021 - Present
Morgan Stanley (Chicago IL)
IL
04/29/2019 - 03/16/2021
AMERIPRISE FINANCIAL SERVICES, LLC (CHICAGO IL)
IA
Issued 06/14/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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