Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Winfield Hovencamp is a financial advisor who has been in the industry since October 2008. Kristin is currently registered with UBS Financial Services Inc. and has previously worked with RAYMOND JAMES FINANCIAL SERVICES, INC., KELSON CAPITAL LLC, and GAM SERVICES, INC. Kristin has a wide range of experience in the financial services industry. Kristin has a strong track record of success in providing financial advice to individuals, families, and businesses. Kristin is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ID
05/15/2024 - Present
UBS Financial Services Inc. (Ketchum ID)
ID
03/16/2020 - 09/06/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (KETCHUM ID)
CT
03/04/2020 - 04/07/2020
KELSON CAPITAL LLC (STAMFORD CT)
NY
08/02/2006 - 12/07/2017
GAM SERVICES, INC. (NEW YORK NY)
BC
Issued 01/03/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2015
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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