Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Von Shofner is a registered representative with Fidelity Distributors Co. LLC and is licensed to conduct business in all states in the United States. Kristin has been in the securities industry since 2004. Kristin holds Series 7 and Series 66 licenses, along with the Securities Industry Essentials Examination (SIE). Prior to joining Fidelity Distributors Co. LLC, Kristin worked for PYRAMIS DISTRIBUTORS CORPORATION LLC and Lord Abbett Distributor LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/12/2016 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
11/04/2013 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
NJ
12/14/2004 - 05/23/2013
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 07/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kristin Shofner is the right advisor for you? Invested Better is here to help.
