Unclaimed
Kristin Virginia Ellis is a financial professional with Empower Financial Services, Inc. Kristin holds the Series 63, Series 6TO, and SIE licenses. Kristin has been in the industry since October 2021 and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
10/31/2022 - Present
Empower Financial Services, Inc. (CHICAGO IL)
BC
Issued 10/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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