Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Vesia Prentice is a financial advisor at Cetera Investment Advisers LLC. Kristin holds Series 66, Series 24, SIE and Series 7 licenses and has been in the industry since 2010. Kristin has experience with Wells Fargo Clearing Services, LLC, Park Avenue Securities LLC and Raymond James Financial Services, Inc. Her clients are primarily high-net-worth individuals, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans. Kristin has specialties in investment management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
12/02/2019 - Present
Cetera Investment Advisers LLC (ATLANTA GA)
NC
12/04/2018 - 11/15/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
02/06/2017 - 08/28/2018
PARK AVENUE SECURITIES LLC (CHARLOTTE NC)
NC
05/24/2010 - 01/05/2017
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 04/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kristin Prentice is the right advisor for you? Invested Better is here to help.
