Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Dycus is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Kristin has been in the industry since January 23, 2005. Kristin has passed the Series 66, Series 7, and SIE exams. Kristin's previous employers include Lincoln Investment, UBS Financial Services Inc., Raymond James Financial Services, Inc., Pacific West Securities, Inc., and National Planning Corporation. Kristin is registered with the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEATTLE WA)
WA
10/04/2021 - 09/28/2022
LINCOLN INVESTMENT (UNIVERSITY PLACE WA)
WA
12/05/2006 - 11/22/2019
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
04/25/2006 - 10/17/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
05/19/2005 - 02/15/2006
PACIFIC WEST SECURITIES, INC. (RENTON WA)
CA
10/18/2002 - 03/15/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 09/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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