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Kristin Marks Gassette

Cetera Investment Services LLC

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About Kristin Marks Gassette

Kristin Gassette is a financial advisor with Cetera Investment Services LLC. Kristin has been in the industry since May 2024 and is licensed to provide investment advice in Louisiana. Kristin holds the Series 7TO and SIE securities licenses.

Firm Information

Kristin Gassette is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristin Gassette’s Registration & Firm History

LA

05/22/2024 - Present

Cetera Investment Services LLC (METAIRIE LA)

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Licenses & Designations

BC

Issued 05/22/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristin Marks Gassette.
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