Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Marie Sarafinis is a financial advisor who has been working in the financial services industry since 2006. Kristin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has previously been registered with Morgan Stanley and Wells Fargo Advisors, LLC. Kristin has experience in both brokerage and investment advisory services. Kristin is licensed to sell securities in a variety of states and holds several industry licenses including Series 6, 7, 31, 63, and 66. Kristin has a broad base of experience working with a variety of clients including individuals, high net worth individuals, corporations, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/23/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
08/24/2011 - 02/13/2018
MORGAN STANLEY (ATLANTA GA)
GA
04/04/2006 - 03/28/2011
WELLS FARGO ADVISORS, LLC (ATLANTA GA)
BOTH
Issued 10/3/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/9/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/3/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 8/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 4/3/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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