Unclaimed
Kristin Marie Kulik-peters is a financial advisor with Baron Capital, Inc. based in New York, NY. Kristin is a Series 7, Series 24, and Series 63 licensed professional with over 10 years of experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2021 - Present
Baron Capital, Inc. (NEW YORK NY)
IL
09/23/2011 - 09/08/2021
DWS DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 12/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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