Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Marie Herman is a financial professional with over 14 years of experience in the industry. Kristin is a registered representative of Northwestern Mutual Investment Services, LLC and is licensed to provide investment advice in multiple states. Kristin specializes in providing investment advice and financial planning services to individuals and families. Kristin is committed to helping clients achieve their financial goals and providing personalized guidance every step of the way.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
KS
07/30/2015 - Present
Northwestern Mutual Investment Services, LLC (LEAWOOD KS)
IA
Issued 07/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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