Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Marie Frazier is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Houston, Texas. Kristin has been in the financial services industry since 2007. She provides financial planning, portfolio management, and other advisory services to individuals, businesses, and retirement plans. Prior to joining Raymond James, Kristin worked for PNC Investments, Edward Jones, and UBS Financial Services Inc. She holds Series 7, 31, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
02/28/2022 - Present
Raymond James Financial Services Advisors, Inc. (Houston TX)
TX
06/18/2018 - 10/22/2018
EDWARD JONES (KATY TX)
TX
01/21/2016 - 06/13/2017
EDWARD JONES (TOMBALL TX)
PA
07/24/2012 - 07/09/2015
PNC INVESTMENTS (ERIE PA)
PA
05/03/2010 - 07/11/2012
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
FL
01/09/2009 - 01/29/2010
UBS FINANCIAL SERVICES INC. (FORT MYERS FL)
FL
05/06/2008 - 01/13/2009
MORGAN STANLEY & CO. INCORPORATED (FT. MYERS FL)
FL
07/11/2007 - 04/09/2008
WACHOVIA SECURITIES, LLC (NAPLES FL)
BOTH
Issued 02/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kristin Frazier is the right advisor for you? Invested Better is here to help.
