Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Marie Coons is a financial advisor with over 16 years of experience in the industry. Kristin is currently registered with RBC Capital Markets, LLC and is licensed in 53 states and the Virgin Islands. Kristin has a wide range of experience in financial planning, portfolio management, and investment advisory services. Kristin has also held previous positions at Sentinel Financial Services Company, Legg Mason Wood Walker, Incorporated, and Arroyo Seco, Inc.. Kristin holds the Series 3, 6, 7, 63, and SIE licenses, as well as the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
09/10/2019 - Present
RBC Capital Markets, LLC (BOSTON MA)
VT
11/03/2014 - 10/27/2017
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
MD
07/21/1998 - 03/13/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
CA
05/13/1997 - 06/11/1998
ARROYO SECO, INC. (PASADENA CA)
BC
Issued 02/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/03/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kristin Coons is the right advisor for you? Invested Better is here to help.
