Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Margret Klein is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Kristin has been in the financial services industry since 2002 and has been with TIAA-CREF since 2014. Kristin holds Series 7, 63 and 66 securities licenses. Kristin is registered to provide investment advice in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NJ
06/30/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Manahawkin NJ)
NY
09/19/2012 - 01/24/2014
SANTANDER SECURITIES LLC (STATEN ISLAND NY)
NJ
03/01/2010 - 09/19/2012
LPL FINANCIAL LLC (SPRINGFIELD NJ)
NJ
08/20/2009 - 12/14/2009
CAPITAL ONE INVESTMENT SERVICES LLC (MARLBORO NJ)
NJ
05/27/2008 - 10/15/2008
LPL FINANCIAL CORPORATION (TOMS RIVER NJ)
NJ
10/29/2007 - 05/27/2008
IFMG SECURITIES, INC. (TOMS RIVER NJ)
NJ
05/07/2003 - 08/24/2007
WACHOVIA SECURITIES, LLC (MANALAPAN NJ)
NY
07/24/2002 - 09/26/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/23/2002 - 07/19/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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