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Kristin M Peta

Morgan Stanley & Co. LLC

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About Kristin M Peta

Kristin Peta is a financial advisor at Morgan Stanley & Co. LLC, where Kristin has been with the firm since February 2017. Kristin has more than 20 years of experience in the financial services industry. Kristin holds Series 7, Series 63 and SIE licenses. Prior to joining Morgan Stanley, Kristin worked at Credit Suisse Securities (USA) LLC from August 2001 to October 2016. Before Credit Suisse, Kristin was with PricewaterhouseCoopers Securities L.L.C. in Chicago, Illinois.

Firm Information

Kristin Peta is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristin Peta’s Registration & Firm History

NY

02/23/2017 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NY

08/20/2001 - 10/17/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/27/2000 - 09/05/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

IL

03/11/1999 - 08/27/1999

PRICEWATERHOUSECOOPERS SECURITIES L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kristin M Peta.
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