Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Casey is a registered investment advisor representative with Morgan Stanley. Kristin Casey has been in the financial industry since April 2005. Prior to joining Morgan Stanley in January 2018, Kristin Casey worked at Wells Fargo Clearing Services, LLC. Kristin Casey is registered in 46 states, including Florida, Texas, Alabama, and Alaska. Kristin Casey offers a wide range of financial services to individuals, businesses, and institutions, including financial planning, portfolio management, asset allocation advice, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
01/22/2018 - Present
Morgan Stanley (Palm Harbor FL)
FL
05/14/2013 - 01/19/2018
WELLS FARGO CLEARING SERVICES, LLC (CLEARWATER FL)
FL
06/01/2009 - 06/07/2013
MORGAN STANLEY (PALM HARBOR FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM HARBOR FL)
FL
02/16/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PALM HARBOR FL)
FL
06/15/2006 - 02/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
MO
11/04/2003 - 11/09/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 11/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kristin Casey is the right advisor for you? Invested Better is here to help.
