Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Arena is a financial advisor with over 12 years of experience in the industry. Kristin has worked for various financial institutions, including Credit Suisse Securities (USA) LLC, UBS Financial Services Inc., and currently at Wells Fargo Clearing Services, LLC. Kristin is licensed and registered to offer securities and investment advisory services in multiple states, including North Carolina, Connecticut and Texas. Kristin has a Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/21/2018 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NY
05/04/2012 - 09/11/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CT
07/15/2010 - 05/25/2012
CREDIT SUISSE SECURITIES (USA) LLC (GREENWICH CT)
BOTH
Issued 12/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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