Unclaimed
Kristin Louise Strom is a financial advisor at Cetera Investment Advisers LLC. Kristin has been a registered representative for over 13 years. Kristin has a diverse background in financial services, having worked with various firms including Securian Financial Services, Inc. and CRI Securities, LLC. Kristin is registered in multiple states and holds a variety of industry licenses and certifications, demonstrating her commitment to providing comprehensive financial advice. Kristin is passionate about helping her clients achieve their financial goals and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (MINNETONKA MN)
MN
02/26/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
02/26/2020 - 10/21/2021
CRI SECURITIES, LLC (MINNETONKA MN)
MN
04/04/2012 - 07/15/2019
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
12/17/2009 - 04/02/2012
CRI SECURITIES, LLC (MINNETONKA MN)
MN
12/17/2009 - 04/02/2012
SECURIAN FINANCIAL SERVICES, INC. (MINNETONKA MN)
BOTH
Issued 7/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/6/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/19/2014
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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