Unclaimed
Kristin Leigh Walter is a financial advisor with Pruco Securities, LLC. Kristin has been in the financial services industry since 2012. She holds Series 6, 63, and 65 licenses, and the SIE. Kristin is registered to provide investment advisory services in Oregon and Washington. Kristin is also registered to provide securities services in Arizona, Oregon, and Washington. Kristin is affiliated with Pruco Securities LLC, and previously worked with VOYA FINANCIAL ADVISORS, INC. and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
OR
05/29/2024 - Present
Pruco Securities, LLC (LAKE OSWEGO OR)
OR
05/20/2014 - 11/30/2023
VOYA FINANCIAL ADVISORS, INC. (PORTLAND OR)
OR
10/01/2012 - 05/02/2014
J.P. MORGAN SECURITIES LLC (PORTLAND OR)
OR
03/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PORTLAND OR)
IA
Issued 06/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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