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Kristin Leigh Walter

Pruco Securities, LLC

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About Kristin Leigh Walter

Kristin Leigh Walter is a financial advisor with Pruco Securities, LLC. Kristin has been in the financial services industry since 2012. She holds Series 6, 63, and 65 licenses, and the SIE. Kristin is registered to provide investment advisory services in Oregon and Washington. Kristin is also registered to provide securities services in Arizona, Oregon, and Washington. Kristin is affiliated with Pruco Securities LLC, and previously worked with VOYA FINANCIAL ADVISORS, INC. and J.P. MORGAN SECURITIES LLC.

Firm Information

Kristin Walter is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kristin Walter’s Registration & Firm History

OR

05/29/2024 - Present

Pruco Securities, LLC (LAKE OSWEGO OR)

OR

05/20/2014 - 11/30/2023

VOYA FINANCIAL ADVISORS, INC. (PORTLAND OR)

OR

10/01/2012 - 05/02/2014

J.P. MORGAN SECURITIES LLC (PORTLAND OR)

OR

03/14/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (PORTLAND OR)

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Licenses & Designations

IA

Issued 06/27/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristin Leigh Walter.
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