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Kristin Leigh Griffin

49 Financial

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About Kristin Leigh Griffin

Kristin Griffin is a registered investment advisor representative at 49 Financial. Kristin has over 4 years of experience in the financial industry and holds a Series 63, Series 66, and Series 7 licenses. Kristin has previously worked at Purshe Kaplan Sterling Investments and AXA Advisors. Kristin is a licensed investment advisor representative in 22 states, and is qualified to provide financial planning, selection of other advisers, and portfolio management for individuals and businesses.

Firm Information

Kristin Griffin is currently registered with 49 Financial. 49 Financial is an investment advisor registered with the SEC and headquartered in Austin, TX. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $566 million in assets for 3,364 clients, primarily high-net-worth individuals and other individuals.
49 Financial

916 S CAPITAL OF TEXAS HIGHWAY

AUSTIN, TX 78746

$566.22M

Assets Under Management

Not reported

Total Clients

105

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristin Griffin’s Registration & Firm History

TX

01/03/2023 - Present

49 Financial (AUSTIN TX)

TX

11/08/2019 - 01/04/2024

PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)

TX

08/05/2019 - 11/22/2019

AXA ADVISORS, LLC (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 01/18/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/03/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristin Leigh Griffin.
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