Unclaimed
Kristin Vandergoes has been in the financial services industry since December 3, 2007. Kristin is currently registered with Vanguard Marketing Corp. and is licensed to conduct business in Pennsylvania. Kristin holds Series 6, 7, 24, 63, and 65 licenses. Kristin was previously registered with FSC Securities Corporation in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/14/2013 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
12/03/2007 - 11/26/2013
FSC SECURITIES CORPORATION (POTTSTOWN PA)
IA
Issued 06/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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