Unclaimed
Kristin L. Rogers is a financial advisor with over 15 years of experience in the financial industry. Kristin is currently registered with LPL Financial LLC in Farmington Hills, MI. Kristin has previously worked with New England Securities and Mutual Service Corporation. Kristin is a Series 6 and Series 63 licensed representative. Kristin is also licensed to provide investment advice in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/07/2011 - Present
LPL Financial LLC (FARMINGTON HILLS MI)
MI
08/29/2011 - 11/18/2011
NEW ENGLAND SECURITIES (SOUTHFIELD MI)
MI
09/08/2009 - 08/05/2011
LPL FINANCIAL LLC (ALLEN PARK MI)
MI
10/10/2007 - 09/08/2009
MUTUAL SERVICE CORPORATION (ST. CLAIRE SHORES MI)
BC
Issued 02/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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