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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin K McCarthy is a registered investment advisor representative with Morgan Stanley. Kristin is a licensed securities professional with over 23 years of experience in the financial industry. Her career in financial services began in June 1999 at CITIGROUP GLOBAL MARKETS INC., where Kristin worked for nearly 10 years before joining Morgan Stanley. Kristin has a Series 7 and Series 63 license as well as Series 65, and holds licenses in numerous states. Kristin is a member of the Financial Industry Regulatory Authority (FINRA), which regulates the securities industry. In addition to being an investment advisor representative, Kristin is also a worship leader at the First Presbyterian Church in Lumberton, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
11/30/2018 - Present
Morgan Stanley (Fayetteville NC)
NC
06/17/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FAYETTEVILLE NC)
IA
Issued 07/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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