Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Howell Seed is a financial advisor with Raymond James & Associates, Inc. based in Scottsdale, AZ. Kristin has been in the financial industry since 2011 and has worked at several firms including Wells Fargo Advisors, LLC and J.P. Morgan Securities LLC. Kristin specializes in providing financial planning, pension consulting, and portfolio management services to a wide range of clients, including individuals, businesses, and institutions. Kristin is registered to provide investment advice in 53 states and has passed the Series 6, 7, 9, 10, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/17/2022 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
04/17/2014 - 10/12/2015
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
11/20/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (PHOENIX AZ)
OR
05/10/2011 - 07/20/2012
CHASE INVESTMENT SERVICES CORP. (PORTLAND OR)
BOTH
Issued 09/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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