Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Holly Mata is a financial advisor with Independent Financial Group, LLC. Kristin has been in the industry since 2007. She is registered to provide financial advice in California and Texas. Kristin is committed to helping her clients reach their financial goals. She offers a variety of services, including financial planning, portfolio management, and retirement planning. She has experience working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/17/2021 - Present
Independent Financial Group, LLC (Santa Barbara CA)
TX
11/01/2017 - 12/31/2019
CETERA ADVISOR NETWORKS LLC (THE WOODLANDS TX)
TX
09/22/2011 - 11/01/2017
GIRARD SECURITIES, INC. (THE WOODLANDS TX)
TX
10/07/2010 - 09/09/2011
KAISER AND COMPANY (THE WOODLANDS TX)
TX
09/19/2008 - 12/01/2009
NEXT FINANCIAL GROUP, INC. (CYPRESS TX)
TX
10/23/2006 - 07/16/2008
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BOTH
Issued 06/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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