Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Gang is a financial professional with over 19 years of experience in the financial services industry. Kristin is currently a Registered Representative with Cetera Investment Advisers LLC. Prior to Cetera Investment Advisers LLC, Kristin worked at FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., GIRARD SECURITIES, INC., INVESTORS CAPITAL CORP., VSR FINANCIAL SERVICES, INC., AXA ADVISORS, LLC and FINANCIAL NETWORK INVESTMENT CORPORATION. Kristin holds the following FINRA licenses: Series 6, Series 7, Series 24, Series 52TO, Series 53 and Series 99TO. Kristin is registered with the state of California and is also a Registered Investment Advisor with Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/12/2020 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
03/26/2014 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
09/09/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
CA
09/09/2015 - 11/02/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
MA
09/09/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
KS
09/09/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
NJ
07/01/2005 - 03/13/2014
AXA ADVISORS, LLC (JERSEY CITY NJ)
CA
09/30/2003 - 05/10/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 10/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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