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Kristin Gang

Cetera Investment Advisers LLC

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About Kristin Gang

Kristin Gang is an investment advisor representative registered with Cetera Investment Advisers LLC. Kristin has been in the financial services industry since December 2003. Kristin works in the San Diego, California office of Cetera Investment Advisers LLC.

Firm Information

Kristin Gang is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

655 W BROADWAY 12TH FL

SAN DIEGO, CA 92101

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristin Gang’s Registration & Firm History

CA

11/12/2020 - Present

Cetera Investment Advisers LLC (SAN DIEGO CA)

CA

03/26/2014 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

09/09/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)

CA

09/09/2015 - 11/02/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

MA

09/09/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

KS

09/09/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

NJ

07/01/2005 - 03/13/2014

AXA ADVISORS, LLC (JERSEY CITY NJ)

CA

09/30/2003 - 05/10/2005

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

BOTH

Issued 10/12/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/21/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 8/14/2010

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/7/2005

Series 7 - General Securities Representative Examination

BC

Issued 9/29/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristin Gang.
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