Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Foley Roman is a financial advisor with Equitable Advisors, LLC, registered with FINRA and the SEC. Kristin has been in the industry since November 27, 2010, and is currently located at the Equitable Advisors office in NEW YORK, NY. Kristin specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/16/2014 - Present
Equitable Advisors, LLC (NEW YORK NY)
FL
04/23/2013 - 04/23/2014
NEW ENGLAND SECURITIES (ORLANDO FL)
FL
10/06/2010 - 04/23/2014
METLIFE SECURITIES INC. (ORLANDO FL)
BC
Issued 03/07/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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