Unclaimed
Kristin Royce is a financial advisor with Cetera Investment Services LLC. Kristin has been in the financial services industry since December 31, 2015. Kristin is registered with the state of Connecticut. Kristin holds Series 6, Series 63, and SIE licenses. Prior to joining Cetera Investment Services LLC, Kristin worked at Foresters Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/20/2019 - Present
Cetera Investment Services LLC (EAST HARTFORD CT)
CT
01/01/2016 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (E. HARTFORD CT)
BC
Issued 04/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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