Unclaimed
Kristin Elise Smith is a financial advisor with Quasar Distributors, LLC. Kristin joined Quasar Distributors, LLC on January 29, 2021. Previously, Kristin was registered with Stephens Inc. from November 20, 2003, to March 31, 2005. Kristin is licensed in 51 states. Kristin is a Series 63, Series 7, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/18/2005 - Present
Quasar Distributors, LLC (Los Angeles CA)
AR
11/20/2003 - 03/31/2005
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 12/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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