Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Dianne Fletcher is a registered representative and investment advisor representative with Rockefeller Financial LLC. Kristin has been in the financial services industry since December 10, 1999. Kristin is licensed in 53 states and the District of Columbia. Previous firms include NEUBERGER BERMAN BD LLC and SANFORD C. BERNSTEIN & CO., INC.. Kristin is a licensed Series 63, 66, 7, 9, 10 and SIE. Kristin has a specialization in portfolio management for individuals, portfolio management for businesses, financial planning, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
07/02/2024 - Present
Rockefeller Financial LLC (Stamford CT)
NY
06/08/1998 - 08/04/2022
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
01/13/1998 - 06/11/1998
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 08/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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