Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Diane Marsh is a financial advisor with Vanguard Marketing Corp. Kristin has been working in the financial industry since 1997 and has a proven track record of success. Kristin holds the Series 6, 7 and SIE licenses, and is registered with the Financial Industry Regulatory Authority (FINRA) as well as with 53 states. Prior to joining Vanguard Marketing Corp, Kristin worked at T. Rowe Price Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Legg Mason Wood Walker, Incorporated and First Maryland Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/19/2018 - Present
Vanguard Marketing Corp. (MALVERN PA)
MD
04/04/2013 - 02/21/2017
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MD
12/01/2005 - 07/08/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
MD
03/24/1998 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
05/24/1993 - 03/04/1998
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
BC
Issued 04/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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