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Kristin Desario Lugano

SG Americas Securities, LLC

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About Kristin Desario Lugano

Kristin Lugano is a securities professional registered with FINRA through SG Americas Securities, LLC. Kristin has been in the industry since January 2019 and holds the Securities Industry Essentials Examination (SIE) and Series 99 - Operations Professional Examination licenses.

Firm Information

Kristin Lugano is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristin Lugano’s Registration & Firm History

NY

01/24/2019 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2019

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristin Desario Lugano.
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