Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Carleton is a financial professional with over 15 years of experience. Kristin is currently registered with Sound Income Strategies, LLC and specializes in providing financial planning, portfolio management, and educational seminars. Kristin is also a board member and member of the finance committee for a few organizations. Kristin was previously registered with Raymond James Financial Services, Inc. and Valmark Securities, Inc., among others. Kristin is licensed to sell securities in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/01/2023 - Present
Sound Income Strategies, LLC (FORT LAUDERDALE FL)
VA
04/27/2023 - 11/01/2023
MML INVESTORS SERVICES, LLC (Henrico VA)
VA
04/23/2021 - 04/11/2023
J.W. COLE FINANCIAL, INC. (Midlothian VA)
VA
10/22/2019 - 04/23/2021
VALMARK SECURITIES, INC. (Midlothian VA)
VA
10/29/2014 - 10/22/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (RICHMOND VA)
CO
02/24/2011 - 07/28/2014
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
03/21/2008 - 12/21/2009
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
BOTH
Issued 02/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 03/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Kristin Carleton is the right advisor for you? Invested Better is here to help.
