Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Mariani is a financial advisor with Janus Henderson Distributors US LLC in Denver, Colorado. Kristin has been in the financial services industry since 1998. She has a Series 7, Series 63, and Series 24 license. Kristin has experience working with clients in New York and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/28/2009 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NY
10/19/2007 - 01/26/2009
AG BD LLC (NEW YORK NY)
NY
10/10/2002 - 10/25/2005
REFCO SECURITIES, LLC (NEW YORK NY)
NY
08/21/2000 - 07/11/2001
BOWLING GREEN CAPITAL, LLC (NEW YORK NY)
NJ
01/16/1998 - 08/08/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 06/20/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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