Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Braska is an Investment Advisor Representative with RBC Capital Markets, LLC. Kristin has been in the industry since February 8, 2001. Kristin is licensed in multiple states and has held licenses with several other firms including Charles Schwab & Co., Inc. and LPL Financial LLC. Kristin is an experienced advisor with a strong focus on providing financial planning and portfolio management services for individuals, businesses and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
03/29/2021 - Present
RBC Capital Markets, LLC (MADISON WI)
WI
06/18/2019 - 09/30/2020
CHARLES SCHWAB & CO., INC. (Middleton WI)
WI
02/14/2018 - 10/02/2018
LPL FINANCIAL LLC (MADISON WI)
WI
03/04/2013 - 02/14/2018
INVEST FINANCIAL CORPORATION (MADISON WI)
WI
06/01/2009 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (MADISON WI)
WI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MADISON WI)
WI
06/09/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MADISON WI)
WI
08/17/2005 - 07/26/2006
M&I BROKERAGE SERVICES, INC. (MADISON WI)
WI
07/01/1994 - 10/02/1996
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
WI
01/27/1993 - 07/01/1994
VALLEY SECURITIES, INC. (APPLETON WI)
NY
01/24/1989 - 02/20/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 11/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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