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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Moroz is a financial advisor with over 20 years of experience in the financial industry. Kristin has been registered with the Securities and Exchange Commission (SEC) and FINRA since 1993. Kristin holds a Certified Financial Planner designation. Kristin is currently employed with Fidelity Personal And Workplace Advisors. Prior to this, Kristin worked for Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC. Kristin provides financial planning, portfolio management, and educational seminars. Kristin is registered with the SEC and FINRA as a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/11/2019 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
01/20/2017 - 07/16/2019
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
MA
04/13/2015 - 01/08/2016
FIDELITY BROKERAGE SERVICES LLC (CAMBRIDGE MA)
MA
10/08/2014 - 03/25/2015
MORGAN STANLEY (BOSTON MA)
MA
09/25/2001 - 07/24/2014
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
06/11/2003 - 07/21/2014
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
PA
04/19/2005 - 03/02/2006
NF CLEARING, INC. (PHILADELPHIA PA)
MA
05/30/2000 - 08/21/2001
VISIBLE MARKETS, INC. (BOSTON MA)
CT
09/08/1997 - 04/06/2000
ABN AMRO INCORPORATED (STAMFORD CT)
NY
12/08/1995 - 08/11/1997
W. P. STEWART & CO., INC. (NEW YORK NY)
BOTH
Issued 10/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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