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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Ann Mccartin is an investment advisor representative with Morgan Stanley. Kristin Ann Mccartin has been in the industry since April 19, 2004. Kristin Ann Mccartin has a Series 63, Series 65, Series 7, Series 9, and Series 10. Kristin Ann Mccartin is registered in 43 states and is active in Maryland and Texas. Prior to joining Morgan Stanley, Kristin Ann Mccartin worked at Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. Kristin Ann Mccartin has worked at Morgan Stanley since June 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
04/15/2020 - Present
Wealthpenn.comllc (Baltimore MD)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TOWSON MD)
MD
08/25/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/06/2004 - 08/11/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
IA
Issued 4/3/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/5/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/15/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/5/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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