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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristin? Claim Your ProfileKristin Ann Carter is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Kristin Ann Carter has been in the industry since 1991 and is registered in 30 states for both securities and investment advisory services. Kristin Ann Carter is also registered with FINRA as a Registered Representative and General Securities Principal. Kristin Ann Carter holds a Series 7, Series 3, Series 24, and Series 63 license. Kristin Ann Carter has a CFP designation. Kristin Ann Carter previously worked at Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/15/2015 - Present
Wells Fargo Advisors Financial Network, LLC (BRADENTON FL)
FL
01/01/2008 - 05/15/2015
WELLS FARGO ADVISORS, LLC (BRADENTON FL)
FL
08/05/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BRADENTON FL)
BC
Issued 08/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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