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Kristin Amber Lindsey

Northwestern Mutual Investment Services, LLC

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About Kristin Amber Lindsey

Kristin Lindsey is a financial advisor with Northwestern Mutual Investment Services, LLC. Kristin has been working in the financial industry since 2012. Kristin is registered to provide investment advice in 51 states and is a licensed investment advisor in Wisconsin. Previously, Kristin has worked with Benjamin F. Edwards & Company, Inc. and J.P. Morgan Securities LLC. Kristin holds Series 6, 7, 24, 63, and 66 securities licenses, and the SIE exam. In addition to her financial advisory role, Kristin is also a business related coach.

Firm Information

Kristin Lindsey is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kristin Lindsey’s Registration & Firm History

WI

10/24/2022 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

AZ

01/27/2017 - 10/06/2022

BENJAMIN F. EDWARDS & COMPANY, INC. (Chandler AZ)

AZ

03/12/2013 - 01/25/2017

J.P. MORGAN SECURITIES LLC (QUEEN CREEK AZ)

AZ

06/24/2010 - 08/24/2011

CHASE INVESTMENT SERVICES CORP. (MESA AZ)

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Licenses & Designations

BOTH

Issued 06/26/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/01/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/22/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kristin Amber Lindsey. Review regulatory record here.
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