Unclaimed
Kristin Alicia Schappell is a financial professional with over 14 years of experience in the industry. Kristin is currently registered with Stonex Financial Inc. and holds several licenses including Series 7, 63, 52, 72, and SIE. Kristin is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/10/2015 - Present
Stonex Financial Inc. (Chicago IL)
NJ
08/04/2009 - 07/10/2015
INTL FCSTONE PARTNERS L.P. (JERSEY CITY NJ)
BC
Issued 06/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 12/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2009
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
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