Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristie? Claim Your ProfileKristie Loiacono is a financial professional with over 10 years of experience in the industry. Kristie is currently registered with Pickwick Capital Partners, LLC, and holds a Series 7, Series 63, and Series 7TO license. Kristie is also registered with the states of California, Florida, Maryland, Massachusetts, New York, and Texas. Prior to joining Pickwick Capital Partners, LLC, Kristie worked at SMBC Nikko Securities America, Inc. and BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/12/2021 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
05/04/2016 - 09/14/2016
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
11/19/2004 - 06/12/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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