Unclaimed
Kristie Feinberg has been in the financial services industry for over 20 years. Currently, Kristie is registered with John Hancock Distributors LLC and John Hancock Investment Management Distributors LLC. Previously, she was associated with INVESTCO DISTRIBUTORS, INC. and OPPENHEIMERFUNDS DISTRIBUTOR, INC. Kristie holds Series 4, 7, 24, 26, 27, 63, SIE and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/08/2021 - Present
John Hancock Distributors LLC (BOSTON MA)
GA
11/20/2019 - 12/14/2020
INVESCO DISTRIBUTORS, INC. (ATLANTA GA)
CO
02/07/2001 - 11/20/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
06/23/2008 - 09/15/2011
CENTENNIAL ASSET MANAGEMENT CORPORATION (CENTENNIAL CO)
MN
01/20/1999 - 11/16/2000
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
BC
Issued 02/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/30/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/06/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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