Unclaimed
Kristie Dolores Kirby is a licensed securities professional who has been in the industry since December 14, 2017. Kristie is registered with Northwestern Mutual Investment Services, LLC in Frederick, MD. Kristie holds a Series 6 license and is a registered representative in Maryland. Kristie has passed the SIE and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
12/14/2017 - Present
Northwestern Mutual Investment Services, LLC (Frederick MD)
BC
Issued 04/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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