Unclaimed
Kristie Babcock has been in the financial industry since May 1998. Kristie Dawn Babcock is currently registered with State Farm Investment Management Corp. Kristie is registered in Alaska, Idaho, and Oregon. Kristie Babcock has also held previous registrations in Alaska. Kristie has a Series 6 and Series 63 license as well as a Series 65 and SIE license. Kristie provides portfolio management for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AK
09/18/2024 - Present
State Farm Investment Management Corp. (Kenai AK)
IA
Issued 03/13/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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