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Kristian Robert Tomasulo

Umergence LLC

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About Kristian Robert Tomasulo

Kristian Tomasulo is a financial advisor with over 10 years of experience in the industry. He is currently registered with Umergence LLC and has previously been affiliated with other firms such as GT Securities, Inc. and The Vertical Group. Kristian holds the Series 7, Series 63, and SIE licenses. He specializes in providing financial advice to individuals and families. Kristian has a strong commitment to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Kristian Tomasulo is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristian Tomasulo’s Registration & Firm History

CT

04/18/2023 - Present

Umergence LLC (PLANTSVILLE CT)

CA

01/31/2023 - 04/12/2023

GT SECURITIES, INC. (LOS ANGELES CA)

NJ

07/26/2022 - 01/26/2023

THE VERTICAL GROUP (RED BANK NJ)

NY

12/04/2019 - 11/22/2021

BTIG, LLC (New York NY)

NY

11/29/2018 - 12/05/2019

MAXIM GROUP LLC (NEW YORK NY)

NY

03/31/2015 - 09/16/2016

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

10/02/2014 - 03/24/2015

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

01/23/2013 - 10/18/2013

MERUS CAPITAL PARTNERS, LLC (NEW YORK NY)

NY

10/22/2002 - 03/06/2003

DEMATTEO MONNESS LLC (NEW YORK NY)

NY

07/12/2002 - 10/11/2002

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

05/19/1999 - 05/15/2000

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/2018

Series 7TO - General Securities Representative Examination

BC

Issued 09/16/2016

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kristian Robert Tomasulo. Review regulatory record here.
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