Unclaimed
Kristian Zumwalt is a registered representative with Northwestern Mutual Investment Services, LLC, a firm with a strong reputation in the financial services industry. Kristian is dedicated to providing investment advice and guidance, and holds Series 6 and Series 63 licenses, along with the SIE exam. Kristian is based in Pittsfield, Illinois and has been in the financial services industry since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
05/02/2013 - Present
Northwestern Mutual Investment Services, LLC (PITTSFIELD IL)
BC
Issued 07/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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