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Kristian James Lind

Neuberger Berman BD LLC

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About Kristian James Lind

Kristian James Lind is a financial advisor with over 20 years of experience in the industry. Kristian is currently registered with Neuberger Berman BD LLC in both New York and New Jersey. Previously, Kristian was a registered representative with NEUBERGER BERMAN MANAGEMENT LLC, ROBECO USA BROKERAGE SERVICES and BARCLAYS CAPITAL INC.. Kristian has a broad range of experience in financial services, including portfolio management, investment advisory services and securities trading.

Firm Information

Kristian Lind is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristian Lind’s Registration & Firm History

NY

03/25/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/03/2008 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

MA

08/25/2003 - 02/14/2005

ROBECO USA BROKERAGE SERVICES (BOSTON MA)

NY

03/17/2003 - 08/13/2003

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kristian James Lind.
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