Unclaimed
Kristian Jacques Richardson is a financial professional with over 9 years of experience in the industry. Kristian is currently registered with FS Investment Solutions, LLC and is licensed to provide investment advice in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/12/2021 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
NE
10/20/2020 - 01/22/2021
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CT
02/12/2020 - 05/05/2020
WAYPOINT DIRECT INVESTMENTS, LLC (STAMFORD CT)
PA
11/14/2017 - 12/10/2019
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
PA
07/14/2016 - 11/07/2017
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
11/29/2012 - 05/18/2015
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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