Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Dargan is a financial professional with over 15 years of experience in the financial services industry. Kristi has worked at several prominent firms, including Deutsche Bank Securities Inc., RBC Capital Markets, LLC, and Raymond James & Associates, Inc. Kristi is currently registered as a broker-dealer in 43 states and an investment adviser in 2 states. Kristi holds the Series 7, Series 66, and Series 99TO securities licenses, and is a registered representative of RBC Capital Markets, LLC. Kristi specializes in providing financial advice to individuals, corporations, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/18/2024 - Present
RBC Capital Markets, LLC (HUNT VALLEY MD)
MD
03/29/2022 - 04/12/2024
RAYMOND JAMES & ASSOCIATES, INC. (Hunt Valley MD)
MD
02/24/2020 - 04/05/2022
RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)
MD
06/10/2008 - 12/31/2019
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
BOTH
Issued 01/19/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kristi Dargan is the right advisor for you? Invested Better is here to help.
