Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Lynne Mitchem is a financial professional with over two decades of experience in the industry. She is currently affiliated with &partners, a firm with a strong focus on providing comprehensive financial solutions to individuals, corporations, and institutions. Kristi has a broad background in securities trading, investment management, and advisory services, having held positions at prominent firms such as Goldman, Sachs & Co., State Street Global Markets, LLC, and Wells Fargo Funds Distributor, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
05/29/2024 - Present
&partners (NASHVILLE TN)
CA
06/16/2016 - 04/25/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (SAN FRANCISCO CA)
CA
10/05/2010 - 06/06/2016
STATE STREET GLOBAL MARKETS, LLC (SAN FRANCISCO CA)
CA
02/13/2006 - 03/08/2010
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
NY
01/15/1998 - 10/20/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 03/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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