Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Harding is a financial professional with over 23 years of experience in the industry. She holds Series 6, 26, 63, 99TO and SIE licenses and is registered to provide investment advice in Iowa. Kristi currently works with Directed Services LLC. Prior to joining Directed Services LLC, Kristi was a financial advisor at VOYA AMERICA EQUITIES, INC., ING AMERICA EQUITIES, INC. and ING FINANCIAL ADVISERS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
11/19/1999 - Present
Directed Services LLC (DES MOINES IA)
IA
06/06/2013 - 06/29/2018
VOYA AMERICA EQUITIES, INC. (DES MOINES IA)
IA
03/30/2012 - 05/07/2013
ING AMERICA EQUITIES, INC. (DES MOINES IA)
IA
05/20/2011 - 05/07/2013
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
BC
Issued 03/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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